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Reference: Deneo SCO139

Our firm is looking to recruit a Senior Compliance Officer for the Regulatory Department of our offices in Limassol.

Responsibilities include:

  • Undertaking the pre and post application process on behalf of investment firms for obtaining a Cyprus Securities and Exchange Commission (CySEC) Broker license
  • Working closely with Cyprus Investment Firms (CIFs) for the preparation and submission of the necessary forms and supporting documentation for the license
  • Undertaking the drafting, review and update of manuals, polices and procedures regarding CySEC licensee operations
  • Promptly replying and providing updates or additional information to client and regulator queries
  • Representing client investment firms to CySEC and other authorities regarding applications, notifications and updates in a prompt and accurate manner
  • Assisting with the operational support of investment firms and other financial institutions
  • Ensuring investment firms and financial institutions comply with the relevant laws and regulations and with the license’s obligations
  • Communicating with clients and regulators with regards to ongoing support and authorizations
  • Informing and advising clients of the impact of regulatory changes to their operations and business
  • Assisting clients with the preparation of their annual reports regarding Compliance, AML & CTF and Risk Management
  • Assisting with the set up and implementation of internal policies and procedures of clients, measuring their adequacy and effectiveness and making any necessary adjustments to ensure compliance with the regulatory authority’s requirements


  • Degree in Law or Finance, Economics or other related field
  • At least 2 years of working experience in a similar role
  • CySEC Certificate (Basic or Advanced) will be considered as an advantage
  • Practical experience in the compliance and AML area
  • Excellent interpersonal and time management skills, attention to detail, professional discipline and strong work ethic
  • Ability to take ownership and be a problem solver
  • Fluent in Greek and English


  • An attractive remuneration package will be offered to the successful candidate

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